-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WjUlOmlgwDmc7AuWVc2Ajzmnpw28hU5BOItLcAB40C8E03iuN/cFP/Oxkp50zgnJ 9BVvIQ6/cDWhT1n7ZAiJVw== 0000950005-97-000254.txt : 19970222 0000950005-97-000254.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950005-97-000254 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VANS INC CENTRAL INDEX KEY: 0000877273 STANDARD INDUSTRIAL CLASSIFICATION: RUBBER & PLASTICS FOOTWEAR [3021] IRS NUMBER: 336272893 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42020 FILM NUMBER: 97533753 BUSINESS ADDRESS: STREET 1: 2095 N BATAVIA ST CITY: ORANGE STATE: CA ZIP: 92665-3101 BUSINESS PHONE: 7149747414 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCCOWN DE LEEUW & CO CENTRAL INDEX KEY: 0000761701 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3000 SAND HILL RD #3-290 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158546000 MAIL ADDRESS: STREET 1: 3000 SAND HILL RD #3-290 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. __)* UNDER THE SECURITIES EXCHANGE ACT OF 1934 VANS, INC. ----------------------------------------- (Name of Issuer) Common Stock ----------------------------------------- (Title of Class of Securities) 921930-10-3 ----------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 10 pages
- --------------------------------------------- ------------------------------------ 13G CUSIP No. 921930-10-3 Page 2 of 10 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS McCown De Leeuw & Co. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 Citizenship or place of organization California - --------- ------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 916,340 -------- -------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY - 0 - -------- -------------------------------------------------------------------------------- EACH REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 916,340 -------- -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - 0 - - ----------------------------- -------- -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 916,340 - --------- ------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.00% - --------- ------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - --------- ------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 10 pages
- --------------------------------------------- ------------------------------------ 13G CUSIP No. 921930-10-3 Page 3 of 10 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS MDC Management Company - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 Citizenship or place of organization California - --------- ------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 1,000,001 -------- -------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY - 0 - -------- -------------------------------------------------------------------------------- EACH REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 1,000,001 -------- -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - 0 - - ----------------------------- -------- -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,000,001 - --------- ------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.64% - --------- ------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - --------- ------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 3 of 10 pages
- --------------------------------------------- ------------------------------------ 13G CUSIP No. 921930-10-3 Page 4 of 10 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS MDC/JAFCO Ventures, a California limited partnership - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 Citizenship or place of organization California - --------- ------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 83,661 -------- -------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- -------- -------------------------------------------------------------------------------- EACH REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 83,661 -------- -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ----------------------------- -------- -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 83,661 - --------- ------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.64% - --------- ------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - --------- ------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 4 of 10 pages
- --------------------------------------------- ------------------------------------ 13G CUSIP No. 921930-10-3 Page 5 of 10 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS George E. McCown - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 Citizenship or place of organization United States - --------- ------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 63,679 -------- -------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 1,000,001 -------- -------------------------------------------------------------------------------- EACH REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 63,679 -------- -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,000,001 - ----------------------------- -------- -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,063,680 - --------- ------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.14% - --------- ------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 5 of 10 pages
- --------------------------------------------- ------------------------------------ 13G CUSIP No. 921930-10-3 Page 6 of 10 Pages - --------------------------------------------- ------------------------------------ - --------- ------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS David E. De Leeuw - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 Citizenship or place of organization United States - --------- ------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- -------- -------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 1,000,001 -------- -------------------------------------------------------------------------------- EACH REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER -0- -------- -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,000,001 - ----------------------------- -------- -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,000,001 - --------- ------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- ------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.64% - --------- ------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 6 of 10 pages Item 1. (a) Name of Issuer: Vans, Inc. ("Issuer") (b) Address of Issuer's Principal Executive Offices: 2095 North Batavia Orange, CA 92665 Item 2. (a) Name of Person Filing: McCown De Leeuw & Co. ("MDC") MDC Management Company ("MDCMC") MDC/JAFCO Ventures, a California limited partnership ("MDC/JAFCO") George E. McCown ("McCown") David E. DeLeeuw ("DeLeeuw") (b) Address of Principal Business Office: 3000 Sand Hill Road Building 3, Suite 290 Menlo Park, CA 94025 (c) Citizenship/Place of Organization: MDC: California MDCMC: California MDC/JAFCO: California McCown: United States DeLeeuw: United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 921930 10 3 Item 3. Not applicable. Page 7 of 10 pages Item 4 Ownership.
- ------ ------------------------ -------------- ----------------- --------------- ----------------- -------------- MDC MDCMC MDC/JAFCO McCown DeLeeuw - ------ ------------------------ -------------- ----------------- --------------- ----------------- -------------- (a) Beneficial Ownership 916,340 1,000,001 83,661 1,063,680 1,000,001 - ------ ------------------------ -------------- ----------------- --------------- ----------------- -------------- (b) Percentage of Class 7.00% 7.64% 0.64% 8.14% 7.64% - ------ ------------------------ -------------- ----------------- --------------- ----------------- -------------- (c) Sole Voting Power 916,340 1,000,001 83,661 63,679 -0- - ------ ------------------------ -------------- ----------------- --------------- ----------------- -------------- Shared Voting Power -0- -0- -0- 1,000,001 1,000,001 - ------ ------------------------ -------------- ----------------- --------------- ----------------- -------------- Sole Dispositive Power 916,340 1,000,001 83,661 63,679 -0- - ------ ------------------------ -------------- ----------------- --------------- ----------------- -------------- Shared Dispositive -0- -0- -0- 1,000,001 1,000,001 Power - ------ ------------------------ -------------- ----------------- --------------- ----------------- --------------
Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Under certain circumstances set forth in the partnership agreements of each of MDC, MDCMC and MDC/JAFCO, the general and/or limited partners of each such partnership have the right to receive dividends from, or the proceeds from the sale of, the Common Stock of Issuer beneficially owned by each such partnership. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group No reporting person is a member of a group as defined in Section 240.13d-1(b)(1)(ii)(H) of the Act. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Not applicable. EXHIBITS A: Joint Filing Statement Page 8 of 10 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1997 McCown De Leeuw & Co., California limited partnership By: MDC Management Company, its general partner By: /s/ George E. McCown ---------------------------------------- General Partner MDC Management Company By: /s/ George E. McCown ------------------------------------------------- General Partner MDC/JAFCO Ventures, a California limited partnership By: MDC Management Company, its general partner By: /s/ George E. McCown --------------------------------------- General Partner /s/ George E. McCown - ---------------------------------------------------- George E. McCown /s/ David E. De Leeuw - ---------------------------------------------------- David E. De Leeuw Page 9 of 10 pages EXHIBIT A We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of us. Date: February 12, 1997 McCown De Leeuw & Co., California limited partnership By: MDC Management Company, its general partner By: /s/ George E. McCown --------------------------------------- General Partner MDC Management Company By: /s/ George E. McCown ------------------------------------------------ General Partner MDC/JAFCO Ventures, a California limited partnership By: MDC Management Company, its general partner By: /s/ George E. McCown ---------------------------------------- General Partner /s/ George E. McCown - ---------------------------------------------------- George E. McCown /s/ David E. De Leeuw - ---------------------------------------------------- David E. De Leeuw -----END PRIVACY-ENHANCED MESSAGE-----